AMLD6 & 6AMLD Course: Supervision, Enforcement and Liability Readiness (H1041)
A practical course on how AMLD6 and Criminal 6AMLD affect supervision, enforcement and liability readiness.
✓ AMLD6 supervisory framework
✓ Criminal 6AMLD offences and liability
✓ FIU reporting and escalation
✓ Governance, documentation and control gaps
✓ Enforcement readiness and liability preparedness
A practical course that goes beyond “AML5 / AML6 explained” to show how AMLD6 and Criminal 6AMLD reshape supervision, enforcement and personal liability. Participants learn what supervisors, FIUs and prosecutors look for in governance, escalation and documentation, and how to build a realistic liability‑readiness pack.
Table of Contents
- About the Course
- Who Should Attend
- Key Learning Objectives
- Course Curriculum
- Meet the Trainer
- FAQs – Frequently Asked Questions
- Testimonials From Past Participants
- Other Upcoming Courses
- Fees & Registration Details
- Registration Form
About the Course
The new EU AML framework tightens the link between day‑to‑day AML compliance, supervisory action and potential criminal proceedings. AMLD6 reshapes supervision and coordination, including oversight of professional bodies, stronger information flows and more powerful enforcement tools. Criminal 6AMLD harmonises money‑laundering offences, widens participation forms and clarifies liability of legal persons and senior decision‑makers.
This course provides a structured analysis of AMLD6 and Criminal 6AMLD from a governance and liability perspective. It explains how supervisors, FIUs and enforcement authorities operate under the new framework, how their findings can escalate into sanctions and criminal cases, and what organisations must do to evidence effective control. Using realistic exercises, participants map exposure for their own roles, assess gaps in governance and documentation and build an AMLD6/6AMLD “liability readiness pack” that complements the EU AML Single Rulebook and AML risk‑assessment courses.
Register via ERMIS platform using code TBA
*This training program is designed to support continuing professional development (CPD). Participants are encouraged to verify with their professional body or regulatory authority whether the training meets their individual or institutional CPD requirements
Who Should Attend
Compliance Officers / MLROs and Deputy MLROs.
Legal and regulatory professionals.
Internal audit, risk management and governance staff.
Accountants, auditors, tax and fiduciary professionals.
Senior management and board members of obliged entities.
Staff of banks, investment firms, payment/EMIs, ASPs/TCSPs and other obliged entities
Key Learning Objectives
By the end of the seminar, participants will be able to:
- Describe the AMLD6 framework, including the roles of supervisors, FIUs, cooperation mechanisms and supervisory colleges.
- Explain Criminal 6AMLD money‑laundering offences, predicate offences and forms of participation (attempt, aiding and abetting, incitement, failures of supervision).
- Identify available administrative measures, sanctions and enforcement mechanisms and how they interact with AML obligations.
- Explain the concept of risk‑based supervision and how supervisory intensity is determined.
- Identify where AMLD6 and 6AMLD exposure arises in realistic supervisory and FIU scenarios.
- Map potential liability across the legal person, senior management, board members and key function holders.
- Assess weaknesses in AML governance, risk assessments, documentation and escalation that increase supervisory and criminal risk.
- Analyse supervisory findings or enforcement decisions and translate them into concrete corrective actions and governance enhancements.
- Recognise AML compliance as a central enforcement and governance priority.
- Adopt a proactive, open approach to engagement with supervisors and FIUs, including early remediation and clear communication.
- Promote a culture of accountability, transparency and documentation discipline within their organisation.
Course Curriculum
- AML package and institutional roles
- timeline and scope
- framework mapping exercise.
- Supervisory powers and intensity
- supervisory colleges
- oversight of professional bodies
- information flows.
- Offences and predicate offences
- participation forms
- legal and management liability
- jurisdiction.
- FIU role and powers
- STR reporting and feedback
- confidentiality
- case study.
- Risk assessments and sanctions integration
- beneficial‑ownership verification
- governance expectations
- gap analysis.
- Sanctions and administrative measures
- enforcement pathways
- organisational controls
- capstone simulation.
Meet the Trainer
Fees & Registration Details
Testimonials From Past Participants
FAQs – Frequently Asked Questions
This seminar may be approved for up to 6 CPD units in Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator, or other bodies in which you hold membership.
This seminar offers practical insights and real-world case studies not easily accessible online. You’ll gain up-to-date knowledge on regulatory developments, interact with expert instructors, and participate in hands-on workshops that focus on risk-based AML practices, crypto-related red flags, and how to implement effective compliance strategies in your organization.
Yes. While the content is tailored for financial professionals, the seminar is highly relevant for legal advisors, accountants, auditors, real estate agents, and anyone obligated under AML laws. The skills and knowledge shared are applicable across all industries facing financial crime risks.
We dedicate a full session to understanding how crypto assets and decentralized finance (DeFi) are used in money laundering. You’ll learn how to detect suspicious crypto transactions, identify red flags, and understand the current and upcoming regulatory approaches to virtual assets under global AML laws.
Participants will leave with tools for implementing Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), conducting AML risk assessments, and monitoring suspicious transactions. You’ll also develop strategies to foster a strong compliance culture within your organization.
Other Upcoming Courses
ERMIS Registration Required for HRDA-Subsidised Seminars
This seminar is eligible for HRDA subsidy, which means participation requires a valid ERMIS profile. If you don't have one yet, don't worry — simply complete the form below and our team will guide you through the registration process step by step after your submission.