MiCA: Compliance for Issuers, CASPs & Offerors in the EU (H1045)
This comprehensive course equips CySEC-regulated financial professionals with critical knowledge and skills regarding the newly enforced MiCA (Markets in Crypto-Assets) and CASPs regulation. Participants will explore the need, scope, objectives, and types of assets and entities covered under MiCA compliance. The course will detail the obligations of each entity, referencing the European Commission’s delegated acts. Additionally, the seminar will conclude with a discussion on matters beyond MiCA, including Decentralized Finance (DeFi).
Table of Contents
- About the Course
- Who Should Attend
- Key Learning Objectives
- Course Curriculum
- Meet the Trainer
- FAQs – Frequently Asked Questions
- Testimonials From Past Participants
- Other Upcoming Courses
- Fees & Registration Details
- Registration Form
About the Course
As the MiCA and CASPs regulation comes into effect in January 2025, it is imperative for CySEC-regulated professionals to stay ahead of compliance obligations related to crypto-assets and CASPs (Crypto Asset Service Providers).
This seminar addresses the crucial need for financial professionals to understand and navigate these new regulations, ensuring their firms meet regulatory requirements and avoid potential penalties. Participants will gain practical insights into the regulatory landscape, enabling them to develop robust compliance strategies, safeguard client interests, and mitigate risks associated with crypto assets.
By attending this seminar, participants will be well-equipped to handle the regulatory challenges introduced by MiCA. They will gain a deeper understanding of the scope and objectives of MiCA, learn to apply compliance strategies tailored to their specific obligations, and explore future regulatory trends, including Decentralized Finance. The hands-on approach ensures that attendees can immediately apply their learning to real-world scenarios within their organizations.
Register via the ERMIS Platform using course code 645983
*This training program is designed to support continuing professional development (CPD). Participants are encouraged to verify with their professional body or regulatory authority whether the training meets their individual or institutional CPD requirements.
Timetable
Who Should Attend
This seminar is designed for professionals across the financial services sector and related industries:
- Compliance Officers & Legal Professionals
- Crypto-Asset Service Providers (CASPs) – Entities offering crypto trading, custody, and advisory services.
- Financial professionals working within CySEC-regulated entities.
- Compliance officers and risk managers involved in crypto asset operations.
- Financial Regulators & Supervisors – Monitoring and enforcing MiCA compliance.
- Risk & Audit Professionals – Conducting internal audits and risk assessments in crypto markets.
- Institutional Investors & Asset Managers – Understanding MiCA’s impact on crypto-asset investments.
- Lawyers & Legal Advisors – Specializing in crypto law and financial regulations.
- Fintech & Blockchain Professionals – Navigating compliance in digital asset innovations.
- Market Analysts & Researchers – Evaluating trends and risks in crypto markets.
Key Learning Objectives
By the end of the seminar, participants will be able to:
- Understand key components of MiCA, including its scope and objectives, supported by Blockchain technology and digital finance foundations.
- Analyze the MiCA framework and its impact on CySEC-regulated entities.
- Recognize the licensing requirements and obligations for CASPs under MiCA, including adherence to Minimum Capital Requirements.
- Understand the role of AML/CFT in MiCA and how it affects CASP operations (AML/CFT training for crypto sector).
- Identify Consumer Protection measures embedded in MiCA regulations, specifically covering Safekeeping of Client Funds, Complaints Handling Procedures, and rules on Marketing Communications.
- Develop compliance strategies specific to the obligations of various entities under MiCA, focusing on Internal Governance and management of Conflicts of Interest.
- Apply knowledge of European Commission’s delegated acts to practical scenarios, referencing the role of National Competent Authorities (NCAs).
- Develop tailored compliance programs that address the unique needs of crypto-asset operations, including the Segregation of Client Assets.
- Implement practical solutions to overcome compliance challenges faced by CASPs, ensuring preparedness for Passporting Rights across the EU.
Course Curriculum
- Course introduction: Icebreaker, Learning Objectives, Learning Commitment.
- Overview of MiCA regulations and significance.
- Key objectives and scope of MiCA.
- Introduction to CySEC’s CASP Licensing Requirements
- Licensing Application Process and Documentation Requirements
- On-going Requirements and License Maintenance
- Non-Compliance Penalties and Fines
- Overview of general AML/CFT requirements for CASPs.
- Introduction to MiCA Regulation of Crypto-Assets
- Best practices for maintaining compliance with MiCA regulations.
- Group exercise on developing a compliance checklist.
- Detailed examination of obligations specific to different types of entities.
- Reference to European Commission’s delegated acts.
- Discussion on consumer protection measures.
- Real-world scenarios highlighting compliance challenges faced by CASPs in Cyprus.
- Interactive discussion on lessons learned from case studies.
- Implementation timeline for MiCA regulations
- Overview of Decentralized Finance (DeFi) and its implications for regulation.
- Course Closing:
- Course / Objectives Assessment
- Participants Q & As
- Final conclusion on material
Meet the Trainer
Fees & Registration Details
Testimonials From Past Participants
FAQs – Frequently Asked Questions
This course breaks down MiCA (EU) 2023/1114 into clear operational requirements for CASPs supervised by CySEC. Learners gain clarity on governance, internal controls, safeguarding, ICT/security, transparency, conflicts of interest, and market integrity obligations under the new EU regulatory framework.
Yes. The training provides a step-by-step guide to CySEC’s MiCA authorization requirements, including organizational structure, compliance documentation, prudential requirements, business continuity planning, complaints handling, and key function responsibilities—ensuring applicants understand exactly what regulators expect.
Absolutely. The course analyzes all published MiCA Level 2 regulatory technical standards and implementing technical standards. Learners understand how these rules affect reporting obligations, custody arrangements, incident reporting, record-keeping, ICT governance, disclosures, and client communication requirements.
Yes. Legal and compliance professionals gain deep knowledge of MiCA’s scope, legal definitions, licensing triggers, third-country considerations, and operational boundaries. The course helps advisors interpret specific articles and design compliant policies, contractual protections, and operational frameworks for CASP clients.
Yes. While MiCA is not an AML regulation, it intersects with AML/CFT governance, operational risk management, transaction integrity, complaints handling, customer transparency, and safeguarding. The course explains how CASPs must align MiCA requirements with Cyprus AML legislation and CySEC supervisory expectations. Further reading CySEC Advanced Exam Preparation Guide.
This seminar may be approved for up to 10 CPD units in Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator, or other bodies in which you hold membership.
Only registration via the Ermis Portal is considered final and guaranteed. For further assistance on how to apply via Ethe rmis Portal, feel free to contact us.
No, the seminar is approved and subsidized by HRDA. As per HRDA guidelines, all interested parties must apply to the seminar via the ermis portal. This is needed, to ensure the quality of the seminar and participants’ relevance to the seminar’s objectives. Thus, an Ermis Profile is a requirement for the application process.
Other Upcoming Courses
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