CySEC reporting requirements for CIFs: Practical Walkthrough for CySEC Reports (H1003)
This course addresses the need for structured, cross-functional training that ensures all involved personnel understand their reporting responsibilities, avoid common errors, and maintain a defensible audit trail for supervisory engagement. It helps reduce regulatory risk and improve firm-wide reporting discipline.
Table of Contents
- About the Course
- Who Should Attend
- Key Learning Objectives
- Meet the Trainer
- Fees & Registration Details
- Registration Form
About the Course
This course provides professionals working in CySEC-regulated entities with the knowledge, operational skills, and compliance mindset necessary to meet their firm’s regulatory reporting obligations. Covering the full spectrum of filings—from capital adequacy and AML reports to Annex IV, UCITS, and ad-hoc notifications—the programme explains what to file, how, when, and why.
Register via ERMIS platform using code 687583
Timetable
Who Should Attend
This course is intended for professionals across all CySEC-supervised entities (e.g. CIFs, AIFMs, UCITS MCs, ASPs, CASPs) who are directly or indirectly involved in regulatory reporting, including:
- Compliance Officers – responsible for ensuring reporting policies and procedures meet CySEC standards.
- Risk Officers – involved in capital adequacy, ICARA/ICAAP reporting, and regulatory risk disclosures.
- Finance Teams & CFOs – preparing prudential returns, financial statements, and audit filings.
- Regulatory Reporting Specialists – preparing and submitting Forms 144-14, Annex IV, AML Reports, etc.
- Operations and Middle Office Staff – supporting data collection and coordination across functions.
- Internal Auditors – assessing adequacy and accuracy of the firm’s reporting control framework.
- Board Members & Senior Management – overseeing compliance with statutory reporting obligations and responsible for formal approvals.
Key Learning Objectives
By the end to the seminar, participants will gain the following competences:
at knowledge level:
- Understand the reporting obligations applicable to each type of CySEC-supervised entity (CIF, AIFM, UCITS, ASP, CASP).
- Know the legal basis for periodic reports, ad-hoc notifications, and prudential disclosures.
- Be familiar with the required CySEC forms (e.g. 144-14, 87-00-04, Annex IV, AML reports).
- Recognise the consequences of non-compliance, including fines, reputational impact, and supervisory escalation.
at skill level:
- Accurately complete and submit CySEC reporting forms using the regulator’s digital portal.
- Interpret the instructions and underlying regulations that govern reporting content and timing.
- Coordinate across departments (compliance, finance, risk, operations) to gather correct data.
- Develop internal controls to validate and track regulatory reporting obligations.
- Identify and address errors, omissions, or reporting breaches before escalation.
at attitude level:
- A proactive attitude toward regulatory deadlines and reporting transparency.
- Attention to detail and integrity in the preparation of regulatory submissions.
- Ownership of reporting responsibilities regardless of their function (compliance, finance, operations).
- Commitment to continuous learning, particularly in response to regulatory updates and evolving expectations from CySEC and ESMA.
- Recognition that accurate reporting is a core compliance function—not an administrative task.
Meet the Trainer
Fees & Registration Details
