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Financial Regulation (Self-Paced)

All Self Paced Seminars

Browse seminars and workshops:

Blue Background

Best Execution & Order Handling: Monitoring, Governance & Evidence (Self Paced) [SP0309]

Language: english
CPDs: 3
€105(excl. VAT)
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Blue Background

Best Execution in Practice for Dealers: Order Routing, Slippage & Monitoring (Self Paced) [SP0310]

Language: english
CPDs: 3
€105(excl. VAT)
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Blue Background

Client Complaints Handling for Cyprus Investment Firms (CIFs), CySEC, MiFID II & ESMA Requirements: Self-Paced Course 4 CPDs (SP0302)

Language: english
CPDs: 4
€140(excl. VAT)
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Blue Background

Investment Advice vs. Portfolio Management: Suitability, Discretion & Regulatory Obligations (Self Paced Course) [SP0312]

Language: english
CPDs: 4
€140(excl. VAT)
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Blue Background

Market Abuse & Dealing Desk Behaviour: Front-Running & Suspicious Order Patterns (SP0307)

Language: english
CPDs: 3
€105(excl. VAT)
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Blue Background

MiFID II Client Categorisation for Cyprus Investment Firms (CIFs), CySEC, MiFID II & ESMA Requirements: 3.5 CPDs Self-Paced Course (SP0303)

Language: english
CPDs: 3.5
€122.50(excl. VAT)
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Blue Background

Prudential Requirements & Capital Adequacy for CIFs: IFR/IFD, K-Factors & ICAAP (Self-Paced) [SP0304]

Language: english
CPDs: 10
€270(excl. VAT)
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Blue Background

Reception & Transmission of Client Orders: Operational Requirements (Self Paced Course) [SP0311]

Language: english
CPDs: 2
€70(excl. VAT)
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