Master MiFID II: Update on II, prepare for III (C2515)
This two-day MiFID II course for legal and compliance professionals offers a comprehensive overview of MiFID II and examines the anticipated updates under MiFID III. The financial industry is constantly evolving, and keeping up with regulatory changes is essential. With MiFID III on the way, it's important to solidify your understanding of MiFID II and prepare for what's next.
Table of Contents OF C2515 | Master MiFID II: Update on II, prepare for III Course
- About the Course
- Who Should Attend
- Key Learning Objectives
- Course Curriculum
- Meet the Trainer
- Fees & Registration Details
- Testimonials From Past Participants
- FAQs – Frequently Asked Questions
- Other Upcoming Courses
About the Course
With the ever-evolving landscape of financial regulations, keeping up with the latest developments in MiFID II and the upcoming MiFID III is crucial for financial institutions. This seminar addresses the growing complexity of compliance and risk management within financial services, helping professionals stay ahead of regulatory changes that could impact their operations. As digital finance innovations reshape market structures and investor expectations increase, understanding these regulatory shifts is essential to mitigate risk, protect clients, and maintain a competitive edge. This seminar equips participants with the knowledge and practical tools needed to navigate these challenges effectively and prepare for the future of financial regulation.
Through engaging discussions, practical case studies, and interactive sessions, you’ll explore compliance strategies, risk management practices, and changing market structures that will shape the future of financial services. This course is designed to provide you with the knowledge and tools to confidently navigate complex regulations and maintain a competitive edge in the industry.
Course Timetable
Who Should Attend
This live online seminar on Master MiFID II: Update on II, prepare for III, is suitable for:
- Compliance Officers
- Investment Advisors
- Portfolio Managers
- Risk Management Professionals
- Legal and Regulatory Affairs Specialists
- Anyone involved in financial services seeking a foundational understanding of MiFID II and upcoming changes under MiFID III.
Key Learning Objectives
By the end of the course on Master MiFID II: Update on II, prepare for III, participants will be able to:
Knowledge Objectives
- Understand the key principles, objectives, and scope of MiFID II and its evolution from MiFID I.
- Identify the differences and relationship between MiFID II and MiFIR and their implications for financial services.
- Recognize different market structures under MiFID II/MiFIR, including RMs, MTFs, OTFs, and Sis, and their impact on trading practices.
- Grasp key investor protection mechanisms, including client categorization, suitability assessments, and compliance obligations.
- Explain the anticipated regulatory changes with MiFID III and how they will impact the financial services industry.
Skills Objectives
- Implement compliance strategies that align with MiFID II requirements and prepare for MiFID III updates.
- Conduct risk management assessments specific to market structures and financial services regulation.
- Apply investor protection practices, including conducting suitability assessments and ensuring compliance with MiFID II obligations.
- Evaluate the impact of digital finance innovations on market structures and identify strategies to adapt to emerging FinTech regulations.
- Develop action plans to anticipate and manage the transition from MiFID II to MiFID III.
Attitudes Objectives
- Cultivate a proactive approach to regulatory compliance, shifting from reactive to strategic compliance management.
- Build a risk-aware mindset that integrates risk management as a core function of business operations.
- Foster a forward-thinking attitude toward the evolution of regulatory frameworks, including MiFID III.
- Embrace digital finance innovations and their potential regulatory impact, preparing for future disruptions.
- Promote an organizational culture
Course Curriculum
This live online CPD course on Master MiFID II: Update on II, prepare for III, includes 7 modules:
Module 1 | MiFID II Overview
- Foundations of MiFID II and Market Structures
- Introduction: Objectives and scope of MiFID II and MiFIR.
- Historical context: MiFID I to III evolution
- Key objectives and principles
- Practical Exercise: Impact assessment on different market participants
Module 2 | MiFIR Deep Dive
- MiFIR’s key provisions and relationship with MiFID II
- Case Study: Real-world application of MiFIR requirements
Module 3 | Market Structures Under MiFID II/MiFIR
- Trading venue types: RMs, MTFs, OTFs, SIs
- Interactive Session: Trading venue comparison workshop
Module 4| Investor Protection Mechanisms
- Client categorization best practices
- Suitability assessment techniques.
Module 5| Risk Management Strategies in Financial Services
- Introduction to risk management importance in financial services.
- Comprehensive risk assessment framework.
- High-level strategies for identifying, assessing, and mitigating risks.
Module 6| Upcoming Changes with MiFID III
- Anticipated changes from MiFID II to III.
- New regulatory objectives and enhanced protections.
Module 7| Digital Finance Innovations and Their Impact on Regulation
- Role of digital finance in shaping market structures.
- Regulatory adaptations for FinTech developments.
*This training program is designed to support continuing professional development (CPD). Participants are encouraged to verify with their professional body or regulatory authority whether the training meets their individual or institutional CPD requirements.
Meet the Trainer
Fees & Registration Details
Testimonials From Past Participants
FAQs – Frequently Asked Questions
What is the difference between MiFID II and MiFID III?
Why is this MiFID course important for financial professionals in 2025?
Who should attend the MiFID II/III course?
What practical skills will I gain from this MiFID training?
Is the course CPD-accredited and HRDA-subsidised?
MiFID II is the current framework regulating financial markets, while MiFID III is an anticipated update focused on enhanced investor protection, market transparency, and FinTech-driven reforms. This course covers both the current and upcoming changes.
With MiFID III approaching, firms must strengthen MiFID II compliance while preparing for upcoming regulatory shifts. This training provides the knowledge and tools to anticipate and manage transition risks effectively.
Designed for compliance officers, portfolio managers, investment advisors, legal and regulatory professionals, and anyone involved in regulated financial services needing a clear understanding of MiFID II and future reforms.
Participants will learn to implement MiFID II compliance strategies, conduct suitability assessments, evaluate market structures, and develop action plans for upcoming MiFID III requirements and digital finance regulation.
Yes. The course grants 8 CPD hours, is eligible for HRDA subsidy, and runs online over two days (15–16 Sep 2025) in English via Zoom.
