Fund Management 101: A Practical Guide to AIFMD (C2520)
This introductory course provides a practical guide to navigating the complexities of the Alternative Investment Fund Manager Directive (AIFMD) and the fundamental integration of ESG principles. Designed for those new to the sector or professionals seeking a solid refresh, the workshop focuses on the essential "What" and "Why" of fund structures and regulatory compliance.
Table of Contents: Mastering AIFMD and Fund Management Basics
- About the Course: Foundations of AIFMD Compliance and ESG
- Who Should Attend: Fund Managers and Compliance Officers in Cyprus
- Fund Management Course: Key Learning Objectives
- Course Curriculum: Practical AIF Structure and Setup Guide
- Meet the Trainers
- FAQs – Frequently Asked Questions
- Other Upcoming Courses
- Fees & Registration: HRDA Subsidised Fund Training Details
- Registration Form
About the Course: Foundations of AIFMD Compliance and ESG
In today’s dynamic regulatory environment, a strong foundational understanding of AIFMD and ESG is critical. This seminar equips professionals with the core skills needed to align investment strategies with investor demands for transparency.
Once you have mastered these basics, you can progress to our specialized Fund Management & Administration course to learn the technical “how-to” of NAV calculations and back-office operations.
Who Should Attend: Fund Managers and Compliance Officers in Cyprus
This course is aimed at fund managers, compliance officers, risk managers, and professionals involved in alternative investment funds seeking to expand their knowledge base.
- Fund Managers
- AIFM Senior Management
- Compliance Officers
- Risk Managers
- Fund Administration & Operations Professionals
- Depositary & Oversight Professionals
- Legal & Advisory Professionals
- Professionals Involved in Alternative Investment Funds (AIFs)
- ESG & Sustainability Professionals
- Professionals Seeking CPDs: This course provides a robust foundation for the CySEC Advanced Certification exam preparation.
- Financial Professionals Seeking a Deeper Understanding of AIFMD and ESG Integration
Fund Management Course: Key Learning Objectives
By the end of the seminar, participants will be able to:
Knowledge:
- Understand AIFMD regulations and their impact on fund management practices.
- Analyze different AIF structures and their regulatory implications.
- Identify key transparency requirements and reporting obligations under AIFMD.
- Understand the importance of AML compliance in fund management.
- Recognize the role of ESG factors in investment strategies and SFDR compliance.
- Identify challenges in fund administration and operational compliance with AIFMD.
- Grasp Licensing Essentials: Know the steps for obtaining CySEC authorization, a process that relies on meeting Cyprus Company Incorporation Law requirements.
Skills:
- Develop effective compliance strategies for managing AIFs in line with AIFMD requirements.
- Incorporate ESG factors into investment decision-making and reporting.
- Implement risk-based AML programs tailored to fund strategies.
- Manage fund administration processes efficiently while ensuring regulatory compliance.
- Enhance transparency and communication with investors and stakeholders.
- Use technology to improve compliance and operational efficiency.
Attitudes:
- Foster a proactive compliance culture that prioritizes regulatory adherence.
- Promote ethical investment practices, especially concerning ESG principles.
- Encourage continuous improvement in fund administration and compliance processes.
- Embrace transparency and open communication in fund operations.
- Commit to ongoing training and development in AML, compliance, and ESG integration.
- Adopt a forward-thinking approach to overcoming challenges in fund management.
Course Curriculum: Practical AIF Structure and Setup Guide
Chapter 1 | Overview of the AIF Industry in Cyprus
- Key developments in the AIF sector.
- Comparison with other EU countries.
- Current market challenges and opportunities.
Chapter 2 | Structures of AIFs and AIF Management Companies
- Types of AIFs: Unlimited vs. Limited Number of Persons; RAIF structures.
- Legal structures: Variable Capital Investment Company vs. Limited Partnership.
- Internal vs. external management models: pros and cons.
- Regulatory implications of different structures.
Chapter 3 | Establishment and Authorization Process
- Steps for obtaining authorization from CySEC; key documents needed.
- Timeline for the authorization process.
- Importance of due diligence during setup.
Chapter 4 | Fund Administration Overview
- Roles and responsibilities of fund administrators in compliance.
- Core functions: accounting, compliance solutions, reporting.
- Importance of transparency in fund administration processes.
- Best practices for effective fund administration.
Chapter 5 | Challenges in Fund Administration and Compliance with AIFMD Regulations
- Discussing complexities faced by fund administrators in meeting regulatory requirements.
- Common operational challenges in compliance processes.
- Strategies for overcoming administrative hurdles.
- The role of technology in enhancing compliance efficiency.
*This training program is designed to support continuing professional development (CPD). Participants are encouraged to verify with their professional body or regulatory authority whether the training meets their individual or institutional CPD requirements.
Meet the Trainers
Fees & Registration: HRDA Subsidised Fund Training Details
FAQs – Frequently Asked Questions
This seminar may be approved for up to 8 CPD units in Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator, or other bodies in which you hold membership.
No, the seminar is approved and subsidized by HRDA. As per HRDA guidelines, all interested parties must apply to the seminar via the ermis portal. This is needed, to ensure the quality of the seminar and participants’ relevance to the seminar’s objectives. Thus, an Ermis Profile is a requirment for the application process.
Yes, we do offer the possibility of tailor made seminars. Feel free to contact us to discuss your training and development needs further.
This training is critical because both MiFID II and the forthcoming MiFID III place investor protection at the core of all operations. Compliance failures in operational areas, such as client asset safeguarding, directly undermine an advisor’s duty of care (suitability). For a deeper understanding of the evolving advisory rules, read our article on Investment Advice Under MiFID II & III . For a general overview of why these protections are paramount, see our guide on Protecting Client Funds Under MiFID II.
Yes. This course is specifically designed as an introductory “101” guide. For a more exhaustive program that includes both administration and advanced ESG strategy, we recommend our Fund Management under AIFMD: Comprehensive masterclass.
Other Upcoming Courses
ERMIS Registration Required for HRDA-Subsidised Seminars
This seminar is eligible for HRDA subsidy, which means participation requires a valid ERMIS profile. If you don't have one yet, don't worry — simply complete the form below and our team will guide you through the registration process step by step after your submission.