CySEC Advanced Certification: Preparation Course (C2402)
Our CySEC Advanced Certification preparation course goes beyond theory, providing a step-by-step guide to mastering the exam. Learn to apply regulatory frameworks and fulfill key duties in a supervised organization, ensuring you are fully prepared to achieve your certification and excel in a senior financial role.
CySEC Advanced Certification - Preparation Course: Table of Contents
- About the CySEC Advanced Certification - Preparation Course
- Who Should Attend CySEC Advanced Certification - Preparation Course
- CySEC Advanced Certification - Preparation Course: Key Learning Objectives
- Course Curriculum
- Meet The Trainer of CySEC Advanced Certification - Preparation Course
- Fees & Registration Details
- Testimonials From Past Participants
- CySEC Advanced Certification - Preparation Course: FAQ
- Other Upcoming Courses
About the CySEC Advanced Certification - Preparation Course
Our CySEC Advanced Certification: Preparation course goes beyond teaching you the CySEC’s powers and responsibilities. It prepares you step-by-step on how to achieve excellence on your examination and acquire your CySEC Advanced Certification.
During our live 34-hour online preparation seminar, you will prepare for the CySEC Advanced Examination via interactive and live communication with our expert trainer. Forget just pdfs and presentations; our number one priority is the access to the trainer for real interaction and on-the-spot guidance!
We do provide:
- Digital notes,
- Revision questions for each chapter,
- Mock examinations
- Glossary with abbreviations and key definitions.
Each session is been recorded, and you have access to the recording for revision time and catch-up. Our support does not end with the completion of the seminar. As we know, questions and clarifications might come up while you are studying for your CySEC Advanced Certification exams, so our expert trainer is available for further questions that you might have.
See the analytic timetable:
| # | Date | Day | Start Time | End Time | Total Duration | Note |
|---|---|---|---|---|---|---|
| 1 | 06/10/2025 | Monday | 17:45 | 21:00 | 3h 15m | – |
| 2 | 08/10/2025 | Wednesday | 17:45 | 21:00 | 3h 15m | – |
| 3 | 11/10/2025 | Saturday | 09:00 | 15:45 | 6h 45m | Weekend |
| 4 | 13/10/2025 | Monday | 17:45 | 21:00 | 3h 15m | – |
| 5 | 15/10/2025 | Wednesday | 17:45 | 21:00 | 3h 15m | – |
| 6 | 18/10/2025 | Saturday | 09:00 | 14:45 | 5h 45m | Weekend |
| 7 | 20/10/2025 | Monday | 17:45 | 21:00 | 3h 15m | – |
| 8 | 22/10/2025 | Wednesday | 17:45 | 21:00 | 3h 15m | – |
| 9 | 25/10/2025 | Saturday | 09:00 | 14:45 | 5h 45m | Weekend |
Who Should Attend CySEC Advanced Certification - Preparation Course
- Existing and prospective executives and supervisors of Banks, Cypriot Investment Firms (CIFs) as well as UCITS and AIF managers
- Existing and prospective employees of Banks, CIFs as well as UCITS and AIF managers responsible for the provision of investment services
- Compliance Officers, Internal Auditors, Anti-Money Laundering Compliance Officers and Risk Managers of Banks, Cypriot Investment Firms (CIFs) as well as UCITS and AIF managers
- Financial and Professional Services Consultants
- Professionals joining the finance and professional services sector
CySEC Advanced Certification - Preparation Course: Key Learning Objectives
By participating in this preparation course and completing it, in respect to knowledge, skills, and attitudes, you will be able to:
- To understand the regulatory framework of the CySEC and identify its requirements.
- To state the main provisions of the control and supervision of the financial system, the competent authorities, their powers and responsibilities.
- To demonstrate knowledge of laws, regulations and directives related to the financial services industry in Cyprus.
- To understand and explain the conditions and the procedure for an organization to obtaining a license authorization from CySEC.
- To explain the operational requirements of supervised organizations in relation to operating licences.
- To describe the duties and obligations of key positions of the supervised organizations in relation to the regulatory framework of operation.
- To list and carry out the reporting procedures with the appropriate information to the CySEC.
- To create and implement procedures and practices for the organization’s compliance with the requirements of its operating license.
- To carry out control and reporting procedures of the organization to the Greek Cypriot Council.
- To perform the tasks of the key positions of the organization based on the regulatory requirements. Maintain a record of appropriate information and retrieve necessary data for reference.
- To prepare and submit internal reporting reports to the board of directors, as well as external reporting reports for the CySEC.
- Design manuals of procedures for the employees of the organization who work.
Course Curriculum
Chapter 1 | Investment Services Law 2017
- Scope, Application, and Competent
- Authorities
- CySEC (Cyprus Securities and Exchange
- Commission)
- Investor Compensation Fund (ICF)
- Offences
Chapter 2 | Cypriot Investment Firms (CIFs)
- Authorization
- Conduct of Business Obligations
- General CIF Obligations
- Specific Restrictions MiCA
- SME Growth Markets
- Regulated Markets
- Data Reporting Services Providers (DRSPs)
Chapter 3 | Cypriot Investment Firms (CIFs) and Banks
- Organisational Requirements
- Specific Requirements
- Conflicts of Interest
- Provision to Ensure Investor Protection
- Investment Advice
- Suitability
- Best Execution
Chapter 4 | Open-Ended Undert
- Undertaking for Collective Investment in Transferable Securities (UCITS)
- Obligations of UCITS
- UCITS Structures
- Management Companies
Chapter 5 | Alternative Investments
- Organization and Operation of AIFs
- Operational Conditions of AIF Managers (AIFMs)
- Organizational Requirements
- Investors
Chapter 6 | The Business of Credit Institutions Laws of 1997 – 2016
- General
- Capital
- Returns and Account
Chapter 7 | The Prevention and Suppression of Money Laundering and Terrorist Financing Laws
- Introduction
- Special Provisions in Respect to Financial and Other Business Activities.
- The Responsibilities of Obliged Entities
- Reporting Requirements
- Derivatives
Chapter 8 | Markets in Financial Instruments Regulation (MiFIR)
- Special Provisions in Respect of Financial and Other
- Business Activities
- Transparency Requirements
- Reporting Requirements
- Derivatives
Chapter 9 | Capital Adequacy Requirements
- Prudential Regulations, Capital and Own Funds
- Requirements
- Risk Management Systems
- Governance
- The Supervisory Review and Evaluation Process
- (SREP)
- The Purpose of the Internal Capital Adequacy Assessment Process (ICAAP)
Chapter 10 | European Market Infrastructure Regulation (EMIR)
- European Market Infrastructure Regulation (EMIR)
- General Requirements
Chapter 11 | Recovery and Resolution Laws
- Recovery Planning
- Intra-Group Financial Support
- Early Intervention
- Resolution
- Procedural Obligations
- Cross-Border Group Resolution
Chapter 12 | Prospectus Regulation
- Subject Matter and Scope of the Regulation
- Requirements and Exemptions
- Drawing Up of the Prospectus
- Approval and Publication of the Prospectus
- Administrative Sanctions and Other Administrative Measures
Chapter 13| Transparency Laws
- Information Reporting Requirements for Issuers
- Framework of Communication for Issuers and Holders of Securities
- Shareholder Obligations
Chapter 14| Insider Dealing and Market Manipulation Regulation (2016)
- Introduction
- Inside Information
- Provisions Relating to Issuers of Financial Instruments
- Market Manipulation
- Disseminating Information
- Administrative Measures and Sanctions
*This training program is designed to support continuing professional development (CPD). Participants are encouraged to verify with their professional body or regulatory authority whether the training meets their individual or institutional CPD requirements.
Meet The Trainer of CySEC Advanced Certification - Preparation Course
Fees & Registration Details
Testimonials From Past Participants
CySEC Advanced Certification - Preparation Course: FAQ
What happen if a miss a session?
Which is the reading material I will get by registering to this CySEC Advanced Certification: Preparation Course?
Do I get a certificate even if it a preparation course?
How to register to the CySEC Advanced Certification Exams?
How much is the examination fees?
We do provide recordings for revision time, although for subsidy eligibility conditions, participants must complete a minimum of 75% of the seminar duration. Failing to meet this criterion automatically means the HRDA Subsidy status will be lost, thus, an additional invoice will be issued to cover the subsidy amount (including VAT).
Each participant will receive the exclusive preparation booklet packed with everything you need to succeed! From presentation notes to a glossary of all the major terms, as well as revision questions with answers and online mock examinations.
Of course you do! This Live Online HRDA-approved seminar may be approved for up to 34 CPDs units in Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator, or other bodies in which you hold membership.
All prospective candidates must complete the online application and make payment to receive an automatic payment receipt. Keep in mind that any changes or cancellations to your application can only be made up to eight (8) working days prior to the exam date and only after paying the relevant fee.
If you have any questions about the exams, read more here or please don’t hesitate to reach out certifications@cysec.gov.cy
The examination fee is €300.00 and is payable directly to CySEC upon registration to the exam.
